0001144204-15-009860.txt : 20150218 0001144204-15-009860.hdr.sgml : 20150216 20150217141850 ACCESSION NUMBER: 0001144204-15-009860 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 GROUP MEMBERS: KPCB XII ASSOCIATES, LLC GROUP MEMBERS: KPCB XII FOUNDERS FUND, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Glori Energy Inc. CENTRAL INDEX KEY: 0001597131 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88096 FILM NUMBER: 15620958 BUSINESS ADDRESS: STREET 1: 4315 SOUTH DRIVE CITY: HOUSTON STATE: TX ZIP: 77053 BUSINESS PHONE: (713) 237-8880 MAIL ADDRESS: STREET 1: 4315 SOUTH DRIVE CITY: HOUSTON STATE: TX ZIP: 77053 FORMER COMPANY: FORMER CONFORMED NAME: Glori Acquisition Corp. DATE OF NAME CHANGE: 20140115 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KLEINER PERKINS CAUFIELD & BYERS XII, LLC CENTRAL INDEX KEY: 0001355934 IRS NUMBER: 204394579 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-233-2750 MAIL ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER COMPANY: FORMER CONFORMED NAME: KLEINER PERKINS CAUFIELD & BYERS XII LLC DATE OF NAME CHANGE: 20060313 SC 13G/A 1 v401793_sc13ga.htm SC 13G/A

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Schedule 13G
(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. 1)*

 

Glori Energy Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

379606106

(CUSIP Number)

 

December 31, 2014

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨Rule 13d-1(b)

 

xRule 13d-1(c)

 

¨Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

 

Page 1 of 8

Exhibit Index on Page 7

 

 
 

 

CUSIP #379606106 Page 2 of 8

 

1 NAME OF REPORTING PERSONS          Kleiner Perkins Caufield & Byers XII, LLC (“KPCB XII”)
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)        ¨         (b)        x

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH

5 SOLE VOTING POWER
2,157,260 shares, except that KPCB XII Associates, LLC (“Associates”), the managing member of KPCB XII, may be deemed to have sole power to vote these shares.
  6 SHARED VOTING POWER
See response to row 5.
  7 SOLE DISPOSITIVE POWER
2,157,260 shares, except that Associates, the managing member of KPCB XII, may be deemed to have sole power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON

 

2,157,260

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

EXCLUDES CERTAIN SHARES

 

¨

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

6.8%

12 TYPE OF REPORTING PERSON OO

 

 
 

 

CUSIP #379606106 Page 3 of 8

 

1 NAME OF REPORTING PERSONS          KPCB XII Founders Fund, LLC (“KPCB XII Founders”)
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)        ¨        (b)        x

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH

5 SOLE VOTING POWER
33,578 shares, except that Associates, the managing member of KPCB XII Founders, may be deemed to have sole power to vote these shares.
  6 SHARED VOTING POWER
See response to row 5.
  7 SOLE DISPOSITIVE POWER
33,578 shares, except that Associates, the managing member of KPCB XII Founders, may be deemed to have sole power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON

 

33,578

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

EXCLUDES CERTAIN SHARES

 

¨

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

0.1%

12 TYPE OF REPORTING PERSON OO

 

 
 

 

CUSIP #379606106 Page 4 of 8

 

1 NAME OF REPORTING PERSONS          KPCB XII Associates, LLC
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)        ¨        (b)        x

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH

5 SOLE VOTING POWER
2,190,838 shares, of which 2,157,260 are directly owned by KPCB XII and 33,578 are directly owned by KPCB XII Founders.  Associates, the managing member of KPCB XII and KPCB XII Founders, may be deemed to have sole power to vote these shares.
  6 SHARED VOTING POWER
See response to row 5.
  7 SOLE DISPOSITIVE POWER
2,190,838 shares, of which 2,157,260 are directly owned by KPCB XII and 33,578 are directly owned by KPCB XII Founders.  Associates, the managing member of KPCB XII and KPCB XII Founders, may be deemed to have sole power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH

REPORTING PERSON

 

2,190,838

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

EXCLUDES CERTAIN SHARES

 

¨

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

7.0%

12 TYPE OF REPORTING PERSON OO

 

 
 

 

CUSIP #379606106 Page 5 of 8

 

This Amendment No. 1 amends the Statement on Schedule 13G previously filed by Kleiner Perkins Caufield & Byers XII, LLC, a Delaware limited liability company, KPCB XII Founders Fund, LLC, a Delaware limited liability company, and KPCB XII Associates, LLC, a Delaware limited liability company. The foregoing entities are collectively referred to as the “Reporting Persons.” Only those items as to which there has been a change are included in this Amendment No. 1.

 

ITEM 4. OWNERSHIP

 

The following information with respect to the ownership of the ordinary shares of the Issuer by the persons filing this Statement is provided as of December 31, 2014:

 

  (a) Amount beneficially owned:

 

See Row 9 of cover page for each Reporting Person.

 

  (b) Percent of Class:

 

See Row 11 of cover page for each Reporting Person.

 

  (c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote:

 

See Row 5 of cover page for each Reporting Person.

 

  (ii) Shared power to vote or to direct the vote:

 

See Row 6 of cover page for each Reporting Person.

 

  (iii) Sole power to dispose or to direct the disposition of:

 

See Row 7 of cover page for each Reporting Person.

 

  (iv) Shared power to dispose or to direct the disposition of:

 

See Row 8 of cover page for each Reporting Person.

 

 
 

 

CUSIP #379606106 Page 6 of 8

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 11, 2015

 

  KLEINER PERKINS CAUFIELD & BYERS XII, LLC, a Delaware limited liability company
   
  KPCB XII ASSOCIATES, LLC, a Delaware limited liability company, its managing member
   
  By: /s/ Paul Vronsky
    Paul Vronsky
    General Counsel
   
  KPCB XII FOUNDERS FUND, LLC, a Delaware limited liability company
   
  KPCB XII ASSOCIATES, LLC, a Delaware limited liability company, its managing member
   
  By: /s/ Paul Vronsky
    Paul Vronsky
    General Counsel
   
  KPCB XII ASSOCIATES, LLC, a Delaware limited liability company
   
  By: /s/ Paul Vronsky
    Paul Vronsky
    General Counsel

 

 
 

 

CUSIP #379606106 Page 7 of 8

 

EXHIBIT INDEX

 

Exhibit   Found on
Sequentially 
Numbered Page
     
Exhibit A:  Agreement of Joint Filing   8

 

 
 

 

CUSIP #379606106 Page 8 of 8

 

exhibit A

 

Agreement of Joint Filing

 

The Reporting Persons hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of the Issuer shall be filed on behalf of each of the Reporting Persons. Note that copies of the applicable Agreement of Joint Filing are already on file with the appropriate agencies.